-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IwcsIEnpwO8lbk3QVALwfVPHqoCo/NsZTh8W3WHSu3bgnYOrTjAbYGLAIq1/BEhe gcYkKwgKfvl4lLVu3oUpQA== 0001056823-08-000006.txt : 20080220 0001056823-08-000006.hdr.sgml : 20080220 20080220111752 ACCESSION NUMBER: 0001056823-08-000006 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080220 DATE AS OF CHANGE: 20080220 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ STOCK MARKET INC CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78034 FILM NUMBER: 08628699 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2128584750 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON ASSET MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001056823 IRS NUMBER: 133776334 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 SC 13G 1 horizonthirteengndaqeight.txt HORIZONTHIRTEENGNDAQEIGHT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Issuer-The Nasdaq Stock Market, Inc. Securities Class-common stock CUSIP Number-631103108 Event Requiring Filing -December 2006 Filed pursuant to Rule 13d-1(b) CUSIP Number 631103108 Reporter- Horizon Asset Management, Inc. Tax ID#13-3776334 Place of Organization-New York Number of Shares-sole voting power-25,010,849 Sole dispositive power-25,010,849 Amount beneficially owned-25,010849 Percent of Class represented by above-22% Type of Reporting Person-IA Name of Issuer-The Nasdaq Stock Market, Inc. Address of Issuer-One Liberty Plaza, New York, New York 10006 Name of Person Filing-Horizon Asset Management, Inc. Address -470 Park Avenue South, 4th Floor South, NY, NY, 10016 Citizenship-New York Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1)(ii)(E). Amount beneficially owned-25,010,849 Percent of class-22% sole voting power-25,010,849 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-25,010,849 shared power to dispose/direct the disposition-0 Certification pursuant to Section 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date-February 20, 2008 Signature-Andrew M. Fishman Title-Chief Compliance Officer -----END PRIVACY-ENHANCED MESSAGE-----